Compagnie des Alpes - 2017 Registration Document

6 SHARE CAPITAL AND SHAREHOLDER STRUCTURE Shareholder structure

6.1.5.3 Stock options granted to or exercised by corporate officers during the fiscal year ended 30 September 2017 N/A. 6.1.5.4 Stock options granted to and exercised by the ten leading employees (excl. corporate officers) during the fiscal year ended 30 September 2017 N/A. 6.1.5.5 Performance shares granted to the ten leading employees (excl. corporate officers) during the fiscal year ended 30 September 2017

Total number of shares granted

Unit value of share by method used for the consolidated financial statements (in €)

Grant of free CDA performance shares to the ten leading employees (excl. corporate officers)

Plan no.

Free shares granted during the fiscal year by CDA to the ten leading employees of CDA and any other company in the free-share scope (10 largest initial grants – aggregate figure)

15,200

€17.74

20

6.2

6.2.1

CHANGE IN SHAREHOLDER STRUCTURE AND VOTING RIGHTS

30/09/2017

30/09/2015

30/09/2016

Number of shares 9,615,579 2,110,806 1,681,985 1,204,473

Number of shares

Number of shares

%

%

%

Shareholders

Caisse des Dépôts

39.61% 9,615,579 8.70% 2,110,806 6.93% 1,681,985 4.96% 1,204,473 2.98% 723,486 36.82% 8,981,397 7.29% 1,869,925 1.35% 334,500 18.97% 4,105,648 4.59% 224,251 7.62% 2,131,111

39.54% 9,615,579 8.68% 2,110,806 6.92% 1,681,985 4.95% 1,204,473 2.98% 723,486 36.93% 9,026,092 7.69% 1,780,131 1.38% 330,000 16.88% 4,452,951 0.92% 268,548 8.76% 2,060,463

39.47% 8.66% 6.90% 4.94% 2.97% 37.05% 18.28% 1.10% 8.46% 0.06% 100% 7.31% 1.35%

Sofival

Crédit Agricole des Savoie

Banque Populaire Auvergne Rhône-Alpes

Caisse d’Epargne Rhône-Alpes

723,486

Public and miscellaneous including:

8,937,822 1,768,829

French UCITS

incl. FCP CDA Actionnariat (employee shareholders’ fund)

327,000

Financial intermediaries outside France including M & G Investments (Prudential)

4,604,161 1,113,238 1,849,984

Individual shareholders

Treasury stock*

34,131

0.14%

31,401

0.13%

15,963

TOTAL

24,274,151

100% 24,317,726

100% 24,362,421

* Non-voting shares: % in capital and theoretical voting rights. All other % given below relate to capital and actual voting rights.

Individual shareholding, in French hands for the most part, fell by 4.5%. Combined with employee shareholding, it now stands at 8.46% of the share capital. To the Company’s knowledge, except for Caisse des Dépôts, Sofival, and Crédit Agricole des Savoie, there is no other shareholder, whether acting singly or in a concert party, which directly or indirectly holds more than 5% of the capital or voting rights.

During the fiscal year, the primary-shareholder structure underwent no major change. Percentages increased slightly due to the capital increases following the acquisition of plans no. 17 in 2016 and no. 18 in 2017. Free float also remained stable. In 2016/2017, the portion of the capital owned by French institutional investors fell in favour of the foreign institutional shareholding, which was up by more than 8%.

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Compagnie des Alpes I 2017 Registration Document