RubinBrown Gaming Stats 2011

Summary of Top Ten Disciplinary Action Fines

State

Fine Amount

# of Incidents Included in Fine

Incident Category

Incidents

1 Missouri

$75,000

1

- Security Operations

- An intoxicated patron was allowed to gamble, leave the casino floor, and depart the facility only to be stopped by three civilians. Surveillance tapes showed the patron falling down and showing signs of obvious intoxication in front of numerous personnel. - The illegal use of cocaine by two security shift managers while on duty along with the failure of multiple employees having knowledge of the incidents and repetitve failure to disclose the incidents. - Admittance of an underage patron to the casino floor, served the patron alcoholic beverages, and allowed the patron to gamble for over fifteen hours. During review of surveillance tapes it was determined that the under aged patron interacted with 33 casino personnel without being checked for an ID. The action was the result of multiple violations that included the following: - Casino failed to timely notify the Gaming agents of the termination of four employees - Casino allowed three underage people onto the casion floor - Violation of rule regarding playing card specifications - Violation of rule regarding storing and locking of chips - Casino did not follow the procedure submitted for a monthly promotion - An intoxicated person was permitted to continue gambling, leave the casino floor, and exit the facility, before being stopped by two security officers. There were ten violations that included the following eight incidents: - Main bank accountability sheets not including correct amounts - Cage being observed making exchanges without documentation - Audible alarms not sounding when redemption kiosks were open - Safe keeping receipts missing cage cashiers and patrons’ signature and not including patrons’ photos - Coupons not being scanned or manually input - Table games supervisor not inspecting dice for evidence of tampering at the end of the gaming day The disciplinary action was the result of multiple violations that included the following: - Admittance of an underage patron to the gaming floor - Violation of Voluntary Exclusion Program rules - Allowing an employee to work with an expired badge and untimley reporting of employee terminations - Continued to use the services of a supplier that failed to renew its license - Failure to disclose a substantial owner when applying for a gaming license The disciplinary action was the result of multiple violations that included the following: - Allowing an employee to work with an expired badge and untimley reporting of employee terminations - Admittance of an underage patron to the gaming floor - Table games jackpot slips not containing dealer signature - Patrons allowed in drop area during bill validator drops - Violation of sensitive key regulations - Violation of non-value chip regulations - Use of playing cards that did not meet state specifications - Permitting access to the inside of a slot machine - Admittance of an underage patron to the gaming floor, serving the patron alcohol and permitting the patron to gamble The disciplinary action was the result of multiple violations that included the following: - Failure to test a coin machine before placing it in service - Untimely reporting of employee terminations - Failure to require employees to wear gaming badges

2 Missouri

$75,000

1

- Security Operations

3 Missouri

$75,000

1

- Security Operations

4 Indiana

$70,000

5

- Security Operations - Table Game Operations - Reporting to State Gaming Commission

5 Missouri

$50,000

1

- Security Operations

6 Missouri

$50,000

10

- Table Game Operations - Cage Operations - Surveillance and Security Operations

7 Indiana

$49,000

5

- Security Operations - Marketing Operations - Reporting to the State Gaming Commission

8 Indiana

$36,500

6

- Reporting to the State Gaming Commission - Security Operations - Table Game Operations - EGD Operations

9 Missouri

$35,000

1

- Security Operations

10 Indiana

$31,500

1

- Reporting to the State Gaming Commission - EGD Operations - Table Game Operations - Cage Operations

- Violation of card storage regulations - Violation of found money regulations - Improper completion of chip transfers - Improper verification of funds

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