NATIXIS - 2018 Registration document and annual financial report

5 FINANCIAL DATA

Parent company financial statements and notes

FOREIGN EXCHANGE TRANSACTIONS, FOREIGN CURRENCY LENDING

NOTE 36

AND BORROWING

2018

2017

(in millions of euros)

Spot transactions Currencies purchased and not received Currencies sold and not delivered Foreign currency lending/borrowing Currencies loaned and not delivered Currencies borrowed and not received Currency futures and options Euros receivable/currencies deliverable Currencies receivable/euros deliverable Currencies receivable/currencies deliverable Currencies deliverable/currencies receivable

20,944 21,063

21,870 22,775

34

142

499,895 524,603 250,196 249,505

519,302 554,333 259,839 259,406

Premium/discount receivable Premium/discount payable

3,359 2,724

16 15

ASSETS AND LIABILITIES BY MATURITY

NOTE 37

3 months to 1 year

≤ 3 months

1 to 5 years

> 5 years

Undated

Total

(in millions of euros) Advances to banks

40,506 70,473

19,712 11,514

14,275 31,203

9,809

84,302 125,963

Customer transactions

11,896

877

Bonds and other fixed-income securities

6,577

5,249

4,487

2,660

18,973 229,238 96,850 113,291 50,260 260,401

Assets (uses of funds)

117,556 57,758 99,081 16,705 173,544

36,475

49,965 28,206

24,365

877

Due to banks

7,195 6,279

3,691 2,975

Customer transactions

4,956 6,160

Debt securities

11,567 25,041

15,828 22,494

Liabilities (sources of funds)

39,322

0

ESTABLISHMENTS AND OPERATIONS IN NON-COOPERATIVE STATES OR TERRITORIES WITHIN THE MEANING OF ARTICLE 238-0A OF THE FRENCH GENERAL TAX CODE

NOTE 38

Article L.511-45 of the French Monetary and Financial Code and the Ministerial Order of October 6, 2009, require banks to disclose in a note to their financial statements their establishments and operations in States and territories that do not have an administrative assistance agreement with France aimed at countering fraud and tax evasion, which provides access to banking information. These obligations form part of the global struggle against territories that are non-cooperative on tax matters based on the work of various OECD working groups and summits, and are also part of the fight against money laundering and the financing of terrorism. Monitoring of Natixis’ subsidiaries and branches in non-cooperative countries forms an integral part of Natixis’ risk

monitoring process overseen by the Risk function. This process involves: local Risk Officers/functions that have a functional link to the a central Risk Control Department; specific reporting procedures that respect local constraints but a also comply with overall risk requirements. At December 31, 2018, in accordance with the above-mentioned Article, Natixis hereby reports that it has: in the Marshal Islands, €63 million in outstanding financing (net a of provisions) and €2 million in financial commitments given; in Panama, €106 million in outstanding financing (net of a provisions).

440

Natixis Registration Document 2018