Round Up Spring 2019

services

support

Don’t know what you’re looking for? Based on your business objectives and stage of development, we can help you identify areas that might need a refresh and make recommendations of where we believe your firm should focus. Some firms find it helpful to engage us for an initial business risk assessment as part of this process. You’re safe in our hands Everyone at threesixty providing compliance or technical advice has the appropriate qualifications, and more importantly the relevant experience and the breadth and depth of knowledge to allow them to work with you consultatively avoiding a tick box approach. Practical outputs to get you on the fast track With all of our targeted services you will receive a follow up report and rolling action plan, including clear and practical recommendations for addressing any areas for improvement. It’s this practical focus that will help you successfully develop processes that deliver appropriate outcomes and reduce workloads. We can also assist you in moving things forward, by providing hands on support and working closely with the relevant individuals in your business. Don’t see what you’re looking for? Many firms work with us to design a bespoke support service for you. threesixty’s client support team will be happy to chat to you about your requirements. Get in touch Call 03707 360 360 to speak with your account manager, or alternatively you can discuss these services with your business risk consultant. Gary Crossley Compliance director threesixty services

Advice stance and supporting process

End to end advice review Checking that your processes support good client and business outcomes. Defined benefit transfer process review Assessing your approach to DB advice against current regulatory standards.

Discretionary fund manager client sign-up review

Are you getting it right? A specialist service for intermediaries using DFMs.

Business management

Making the most of management information Helping you leverage one of your biggest business assets - information. Post FCA authorisation review Ensuring everything’s in place to support good regulatory outcomes.

How does it work? Choose a service from the menu Businesses are individual, each with their own areas of strength and areas to develop. Typically each has one eye on the FCA and their rules. Not seeing things clearly can have a negative impact the way that business operates. Our flexible range of targeted services puts you in control, allowing you use your financial resources precisely for maximum potential return.

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