NATIXIS -2020 Universal Registration Document

5 FINANCIAL DATA

Consolidated financial statements and notes

31/12/2020

31/12/2019

Consolidation method at December 31, 2020

%

%

Business lines Consolidated subsidiaries

Control Ownership

Activity

Control

Ownership

Country

CORPORATE CENTER NATIXIS ALGERIE

100 100 100 100 100 100 100

100 100 100 100 100 100 100

100 100 100 100 100 100 100

100 100 100 100 100 100 100

Algeria France France France France France France

Bank

FC FC FC FC FC FC FC

Naléa

Securitization vehicle

SCI ALTAIR 1 SCI ALTAIR 2

Real estate operations Real estate operations Real estate operations Real estate operations Real estate investments

NATIXIS IMMO EXPLOITATION

FONCIERE KUPKA

NATIXIS FONCIÈRE S.A. (formerly SPAFICA)

Change in registered company name in 2020. * French subsidiaries whose individual prudential oversight is performed based on Group consolidated ratios in accordance with Article 7 of Regulation (EU) No. 575/2013 of the European Parliament and of the Council ** of June 26, 2013 relative to regulatory requirements applicable to credit institutions and investment firms. Entity treated as an associate following the announcement on February 25, 2020 of the signing of a memorandum of understanding for the sale of the 29.5% stake in Coface (a) Entity deconsolidated in the first quarter of 2020 after the percentage interest fell below eligible levels. (b) In the first quarter of 2020, NIM simplified the organizational structure of the AM holding companies in the United States. As part of this transaction, Natixis US Holdings, Inc. was transformed into a limited liability company (c) (LLC), then renamed Natixis Investment Managers US Holdings, LLC. Entity absorbed by Natixis Investment Managers US Holdings, LLC on January 1, 2020. (d) In the first quarter of 2020, NIM simplified the organizational structure of the AM holding companies in the United States. As part of this transaction, NATIXIS INVESTMENT MANAGERS, LP was transformed into a limited (e) (g) During second quarter of 2020, DNCA managers exercised the put options on a portion of their DNCA Finance and DNCA Management shares within the buyback window scheduled for 2020. Following these transactions, (h) Natixis IM’s ownership stake in DNCA Finance and its subsidiaries reached 85%, while the stake in DNCA Management reached 100%. Vauban IP was cofounded in late 2019 by its partner-managers (who owned 18.6% of the capital) and Natixis IM (owing 81.4% of the capital) as a spin-off of Mirova's Infrastructure business. During the first quarter of 2020, (i) the share held by the partner-managers grew by 20%, reaching the target ownership structure of the transaction. This lowered Natixis IM's share in Vauban from 81.4% to 61.4%. Dorval Finance: the structure's managers exercised their put options and redeemed shares at the end of the first quarter of 2020. Following these transactions, Natixis IM's ownership stake and control of Dorval became (j) 88.72%. During the first half of 2020, some of the seed money invested in the Thematics AI and Robotics fund was redeemed. As a result, Natixis IM's share of that fund became 31% as of 30/06/2020. (k) Deconsolidated entity as of the first quarter of 2020 after the fund matured. (l) Entity recently created and consolidated in the second quarter of 2020, for operational support of Asset Management activities (services, IT infrastructure). (m) Acquisition of the entity in third quarter of 2020. (n) Entity absorbed by Coface Do Brasil Seguros De Credito in the third quarter of 2020. (o) In order to develop its distribution activity in Europe, the Luxembourg entity Natixis Investment Managers S.A. created a branch in Belgium which was consolidated in the third quarter of 2020. (p) During the third quarter of 2020, the managers of Thematics AM exercised the put options on a portion of their shares, representing 10% of the share capital of Thematics AM, within the planned buyback window. (q) The shareholding rate in EDF Investissement Groupe has risen from 6.1% to 7.5% following two capital reductions in the second half of 2020. (r) Consolidation in the fourth quarter of 2020: Natixis Wealth Management will transfer its life insurance brokerage business to this subsidiary. (s) In the fourth quarter of 2020, Ostrum AM’s shareholding rate decreased from 100% to 55% following the absorption of the activities of La Banque Postale Asset Management (LBPAM). (t) The shareholding rate in Azure entities rose from 52.2% to 53.1% following the departure of two minority shareholders in the first and fourth quarter of 2020. (u) The branch closed in the third quarter of 2020. (v) Entity closed in the fourth quarter of 2020. (w) Deconsolidation of the entity in the fourth quarter of 2020 following its liquidation. (x) Deconsolidation in the fourth quarter of 2020 following absorption by DNCA Finance. (y) Deconsolidation in the fourth quarter of 2020 following absorption by NIM P3 Finance. (z) Deconsolidation of the entity in the fourth quarter of 2020 after the percentage interest fell below eligible levels. (aa) Consolidation in the fourth quarter of 2020 after thresholds were exceeded. (bb) Consolidation of the entity in the fourth quarter of 2020 as part of the development of Loomis activities in Europe. (cc) Entity consolidated in the fourth quarter of 2020, to accommodate the former activities of its subsidiary DNCA Luxembourg. (dd) Entity created and consolidated in the fourth quarter of 2020 as part of the management of a new real estate fund in the United States. (ee) liability company (LLC), then renamed Natixis Investment Managers, LLC. Entity absorbed by Natixis Investment Managers, LLC on January 1, 2020. Entity absorbed by NATIXIS ASG HOLDINGS, INC on March 15, 2020. (f)

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2020