NATIXIS -2020 Universal Registration Document

5 FINANCIAL DATA

Parent company financial statements and notes

Notes and annexes

Treasury shares – Assets Note 10

432

Note 1

Significant events

417 417 417

1.1 1.2

Coface

Fixed assets Note 11

432

Impact of the health crisis on the

Accrual accounts and other assets Note 12

433

financial statements

Note 2

Accounting principles and valuation

418

Interbank and similar transactions Note 13

433

methods

Customer transactions Note 14

434

2.1 2.2 2.3

Advances to banks and customer loans

418 419 421 421 421 421 422 422 423

Debt securities Note 15

434

Securities portfolio

Property, plant and equipment and

Accrual accounts and other liabilities Note 16

434

intangible assets

Debt securities 2.4

Provisions and impairment Note 17

435

2.5

Subordinated debt

Headcount and employee benefits Note 18

436

Forward financial instruments (futures 2.6 and options)

Subordinated debt Note 19

438

2.7

Institutional operations

Regulated provisions Note 20

439

Employee benefits 2.8

Share capital, issue premiums, reserves Note 21 and retained earnings Transactions with subsidiaries and Note 22 affiliates

439

Share-based employee retention and 2.9 performance recognition plans

Provisions for risks 2.10

424 424

440

Transactions denominated in foreign 2.11 currencies Integration of foreign subsidiaries 2.12 Contributions to banking resolution 2.13 mechanisms

Statement of assets, liabilities and Note 23

440

424 424

commitments related to the management of public procedures

Non-recurring income 2.14 Corporate income tax 2.15

424 424 425

Interest and similar income Note 24

441

Income from variable-income securities Note 25

441

Changes in accounting methods and 2.16 comparability of financial statements

Fees and commissions Note 26

441

Note 3

Post-closing events

426 426 426

Gains on trading portfolio transactions Note 27

442

3.1 3.2

Transformation and efficiency program Filing of a simplified takeover bid for

Gains or losses on investment Note 28

442

and similar portfolio transactions

Natixis shares

3.3

Natixis and Arch Capital Group Ltd. announce the completion of the contract to sell 29.5% of the share capital of Coface 426

Other banking income and expenses Note 29

442

Operating expenses Note 30

443

Provision for credit losses Note 31

443

Note 4

Interbank and similar transactions

427

Gains/(losses) on fixed assets Note 32

444

Note 5

Customer transactions

427

Income tax Note 33

444

Note 6

Bonds, shares and other fixed and variable income securities

428

Geographical information Note 34

445

Off-balance sheet – Forward financial Note 35 instruments

446

Note 7

Shares in related companies, investments,

429

other securities held

Off-balance sheet items – Commitments Note 36

447

Note 8

Information on shareholdings exceeding the disclosure threshold following investments in French companies during 2020

429

Foreign exchange transactions and foreign Note 37 currency loans and borrowings 448

Jobs, resources by maturity Note 38

448

Note 9

Disclosures concerning subsidiaries

430

and associates

Establishments and operations in Note 39

449

non-cooperative States or territories within the meaning of Article 238-0A of the French General Tax Code

416

NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2020