Deputy Seminar, Denver, CO

FinCEN Guidance Red Flags Red Flags to distinguish Priority SARs Business receives more revenue than for federal and state tax purposes. Individuals conducting transactions appear to be acting on behalf of undisclosed parties of interest. Comingling of funds with personal accounts of owner(s) or manager(s). Refer to guidance for the rest!

Liquor and Cannabis Board License Application Ongoing monitoring Enforcement visits Violation and penalty notices

with the LCB and law enforcement (if necessary) to ensure all 8 priorities are met.