SES Complaint e-Book

6. Once you have found the desired entity, click the row of the desired company .

7. Click Enter Complaint .

8. After all search options have been exhausted, click Create New Non-NMLS Entity .

Note: The option to create a new Non-NMLS Entity is intentionally difficult to find. This is to prevent or limit duplicate Non-NMLS Entities.

Need more help? Contact the Regulatory User Group at 1-800-699-0911 or by email at rug@csbs.org.

Updated: 6/25/2020