CA Indosuez (Switzerland) SA - 2018 Annual Report

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CA Indosuez (Switzerland) SA

Giovanni Barone-Adesi

Directorships in the companies of the Group: none.

Non-executive positions in Group companies in the past three years: • Director, CPR Asset Management.

Member since 23 March 2017. Independent member according to FINMA Circular 2017/1. Canadian, Swiss and Italian national.

Other activities and interest groups: • Chairman, JLB Conseil. • Judge at the Commercial Court of Paris. • Training activities.

Education and career history: • Holds a MBA and a PhD from the University of Chicago’s Graduate Business School and was trained as an electrical engineer at the University of Padua in Italy. • He began his career in 1981 as Assistant Professor of Finance in Canada. In 1983, he became Associate Professor of Finance and has been teaching as a full professor in many different universities in Switzerland, the United Kingdom, Canada and the United States since 1987.

Bastien Charpentier

Member since 1 January 2018. Member of the Compensation Committee since

1 January 2018. French national.

Directorships in the companies of the Group: none.

Education and career history: • Graduate from ENSAE (École Nationale de la Statistique et de l’Administration Economique) in Paris. • He joined Crédit Agricole CIB in 1985 as an auditor and later became Assignment Leader. He has held a number of directorships throughout his career. Named Chief Financial Officer for the real estate development subsidiaries of CA CIB in Paris in 1991, he became Chief Operating Officer for Asia in 1997. From 2002 to 2003, he reported directly to Executive Management responsible for setting up the lending administration function. In 2003, he took up the duties of Global Chief Operating Officer of the Fixed Income business. Starting in 2004, he became CEO of Crédit Agricole Group in Poland responsible for retail banking, consumer finance and leasing until 2010. He then became Chief Financial, IT and Organisational Officer of the International Retail Banking business. In 2012, he became Chief Executive Officer of CACEIS Bank in Germany. In December 2017, he took up his current operating functions in the Indosuez Wealth Management business line. Directorships in the companies of the Group: • In December 2017, he joined CA Indosuez Wealth Group as Deputy CEO, responsible for operations, support functions and business line Chief Operating Officers. Non-executive positions in Group companies in the past three years: • Director and Member of the CA Indosuez Wealth (Europe) Audit Committee. • Director, CA Indosuez Wealth (France). • Director, CFM Indosuez Wealth. • Director, Azqore SA.

Non-executive positions in Group companies in the past three years: none.

Other activities and interest groups: • Director, Filtered Historical Simulation Limited. • President, OpenCapital SA.

Jean-Louis Bertrand

Member since 23 February 2012. Member of the Audit and Risk Committee since December 2015. Member of the Compensation Committee since 29 April 2015. Independent member according to FINMA Circular 2017/1. French national. Education and career history: • An engineer from the École Centrale de Paris prior to holding a MBA from HEC-CPA and a certification as a corporate director from the Institut Français des Administrateurs/ Sciences PO, Paris. • From 1975 to 1987, he was an international commercial banker for ABN AMRO and its subsidiary, Banque Neuflize; from 1983 to 1985 he served as head of the Asian Currency Unit in Singapore and, from 1985 to 1987, as Head of Large Corporates in France. • Mr Bertrand continued his banking career in market services working for Caisse de Gestion Immobilière (later CPR) from 1987 to 2000. He subsequently became head of trading activities and sales of securities for the French Treasury before moving on to head activities in the Issuers Division, financial market intermediation to issuing bodies and investors and, finally, becoming Chief Executive Officer of CPR. • From 2000 to 2012, he worked as an investment banker at Crédit Agricole Corporate and Investment Bank. Starting out as a Senior Banker for major corporate clients, he was appointed to the Executive Committee in 2009 serving as Executive Officer in charge of coverage of large French clients and institutional investors. Before retiring, he served as Global Head of Coverage of Financial Institutions.

Other activities and interest groups: none.