Legal Seminar, Denver, CO
Audits and Compliance: SOC II
• Implementation and effectiveness of non-financial controls • Obtain from vendors supporting NMLS
Audits and Compliance: FBI CJIS
Criminal Justice Information Services Security Policy v5.6 FBI standard for systems containing Criminal History Record Information (CHRI) 13 policy areas (similar to NIST controls) FBI audit every two years Independent audit every year Submit results to FBI
Made with FlippingBook - Online magazine maker