(PUB) Investing 2016

41

Current Portfolio Style

Costs

Operations

Current

Average Regional Exposure (% of Assets)

Total

Equity Price/ Market

# of

Turn- over

Recent Composition

Sales

Total

Style Cash

Cap

UK/W. North Latin

Asia ex-

Hold-

(% of Assets)

Charge Expense NAV

Assets

Box

Flow

($Mil)

Europe Amer Amer Japan Japan

Other ings

%

Cash Stock Bond Other

%

Ratio% ($)

($Mil) Portfolio Manager (Tenure Years)

—

7.6 38,283

28 16 25 37 22 26 35 17 19 19 38 36 39 17 36 47 26 42 65 38 18 20 21

50 57 53 53 53 57 49 35 54 65 57 45 47 50 46 43 48 44 22 56 53 55 56

1 2 2 0 3 0 0 0 2 0 1 1 0 1 1 0 3 0 0 1 1 2 1 0 0 0 0 0 0 0 0

6 8 0 0 3 7 0 0 9 4 1

9 8 8 0 5 7 4 9 7 1 8 4 4 1 3 4 7 1

1 —

56 55 19 31 20

3 9

96 91 88 90 97 97 94 97 96 99 99 95 89 99 98 87 91 94 99 95 96 99

1 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6 0 0 0 0 0 0 3 0 0 0

1 1 2 0 0 0 2 8 0 4 0 0 0 0 0 0 0 0 1 1 1 2 0 2 0 0 0 0 1 0 7 3 3 0 4 2 3 2 0 1 1 1 1 0

— 1.31

— 1,486 —

ARTRX 7 18.8

28,140 48,518 40,416 45,885 26,740 41,503 20,122 31,997 32,100 39,194 30,556 56,234

0 0 0 4

54 48 40 91

NL NL NL NL NL

1.19 19.47 1.29 14.44 1.25 11.18 0.65 10.32 0.96 21.59 1.11 14.53 1.18 30.76 0.88 59.95 1.22 34.96 1.12 25.14 1.13 14.86 1.13 14.91 1.14 70.24 1.19 42.85 0.89 13.02 1.37 19.51 1.36 8.75 1.17 26.67 0.57 23.58 0.27 11.54 0.25 23.47 1.05 15.72 1.08 16.68 1.13 16.48 1.48 11.23 1.12 25.37 1.08 23.59 0.94 15.17

1,388 Management Team 1,600 O’Keefe/Samra (8.2/8.2) 113 Hartch/Lombardi (3.0/3.0)

ARTGX 1

8.2

10 10

BBGNX 7 12.7

DODWX 1 FWWFX 7

6.0 9.5 6.5

11

3 2 3 9 3 0 1 1 5

5,204 Management Team

2 283 3 164

151

1,574 DuFour/Kennedy (8.5/10.2)

1 1

TEDIX

21

5.75

1.29 28.43 22,037 Management Team

TEQIX

6.0

1 145

30 45 51

57 27

5.75

4,703 Luh/Tumulty (5.2/12.3) 812 Management Team 2,311 Carmel Wellso (1.2)

HLMGX 7 15.3

4

73

NL NL

JAWWX 7

9.1

0 131

MWEFX 7 10.7

1

99

8

5.75

2,201 Mannheim/Morley (24.0/6.5)

OAKGX 4 OAKWX 4 OWSMX 5 OPPAX 7 JGVAX 1 TWEBX 1 TBHDX 1 VHGEX 4 VMVFX 5 VTWSX 4 MAPIX 4 MACSX 4 MCHFX 4 MEASX 8 MAPTX 7 PRASX 4 VEUSX 4 OPGIX

6.2 8.3 7.6 5.0 9.2 5.8 6.0 5.8 9.8 6.3 5.5 9.8 4.1 5.9 7.9 8.8 5.8 3.8 2.2 6.3 3.8 6.2 3.7

11

0 0

43 23

36 48 50 11 16

Clsd

2,697 McGregor/Taylor (12.4/10.5) 2,127 Herro/Nygren (9.5/9.5) 5,292 Management Team 9,269 Rajeev Bhaman (11.7) 3,269 Frank Jennings (20.5) 217 Chessen/Kolb (2.2/10.8) 510 Management Team 335 Management Team 1,159 Mannheim/Morley (13.7/6.5) 3,983 Management Team 1,385 Management Team 6,940 Franquin/Louie (3.1/0.1) 4,674 Management Team 2,963 Horrocks/Lowe (6.9/4.2) 614 Management Team 123 Harvey/Ishida (2.9/2.9) 1,465 Asnani/Shroff (5.4/9.7) 6,643 Management Team

4 8

NL NL

3,362

11

2 5556

10

34,107

13

0 0 0 0 0

90 92 76 72 33

0 2

5.75 5.75

8 13.0

2,892

7

37,728 64,495 66,136 42,464 21,404

7 1 0 1

25

13

NL NL NL NL NL NL NL NL NL NL NL NL NL NL NL

6 7 9

9 5 0 4 2 0 0 0 0 1 0 0 2 0 2 6 0 0 2 1 5 1 8 2 0 0

USAWX 7 12.0

1 106 2 808 1 446 2 7410

10

11 14 10

36 57

7,464

4 8

27,958

7

10,315 14,036 22,575

0 4 0 0 0 3 3

2 3 0 0 4 3 0 1 0 0 1 0 1 1 0 0 0 0 1

31

65 76 87 99 91 95 94 65 34 70 68 54 60 58 42 46 67 67 62 0

0 0 0 0 5 0 0

69 58 39 84 49 64 84

35 16 66 12 12 53 13 74 41 9

100

6 0 0 0 0 0 0 0 5 0 0 0 0 0 0 3 0 0 0 4 1 9 7 0 5

89 98 99

11

877

MINDX 7 22.1

3,677

100 100

12,886 20,404 27,418

97 99 97 81 97 97 98 94 93 96 86 98 99 99

2,325 Anh Lu (1.8)

0.12 60.69 19,293 Franquin/Hales (0.1/0.1)

98

0 1245

—

4.2 17,144

3

12

15 — 6 494 17 138 15 2280

— 1.52

— 1,193 —

NEWFX 7 10.1

1.04 50.07 22,548 Management Team

22,123 14,022

19

12

4 9

5.75

CEMVX 1

0 0 5 0 7 3 0 3 0

100

NL NL NL

1.48 10.04

2,687 Management Team

1

0.56 22.16 15,062 Management Team

DFEVX

5,100

14 16 12 14 17 20 11 14 13

6

HLEMX 4

17,300 18,755 18,510

20 20 12

78 85 91

30 14 36

1.45 41.78

2,325 Management Team

1

LZOEX

Clsd Clsd

1.37 15.01 10,078 Management Team 1.3 31.31 28,513 Lech/Leverenz (0.5/8.9)

ODMAX 7 EAEMX 4

5,221 4,783

33 1651

8

NL NL NL NL

1.36 12.4 1.15 11.23 1.24 30.03

3,080 Atwill/Seto (1.8/9.1) 1,064 Andrew Foster (4.1) 8,009 Gonzalo Pangaro (7.5)

4 10.4

SFGIX

17

53

28 15

PRMSX 7 VEMAX 4

8.7 3.6

22,634 13,007 33,458

15 100 17 3663

0.15 28.74 61,798 Miller/Perre (0.1/7.6)

7

HEMZX 7 16.8

19

5

76

27

5.75

1.56 8.87

8,351 Matthew Benkendorf (0.0)

— 1

6.7 37,004

12 27 11 15 13

27 46 29 44 24 28 26

1 0 1 1 0 0 1

5 6 3 5 8 1 9

1 — 0 1419 1 954 0 182 0 106 0 315 1 1353

70 63 84 11 30

11

53 35 80 17 52 19

— 1.29

— 2,810 —

CAIBX

7.9 6.2 7.0 8.6 7.1 8.3

49,152 35,909 23,421 19,727 44,106 27,202

2

5.75 5.25 5.00 Clsd

0.59 57.52 98,162 Management Team 1.14 17.74 47,288 Management Team

MDLOX 4 SGENX 4 IVWAX 4 PGMDX 1 RPGAX 4

18

11 19

12

2

78 53

1 6

1.11 53.14 46,595 Brooker, Jr./McLennan (5.1/7.5)

36

6

1.25 16.49 1.57 10.74 1.2 10.58

8,672 de Lardemelle/de Vaulx (7.5/7.5)

8

444

-34

53 65 57 27

16 11

NL NL

768 Sundstrom/Worah (0.7/2.2)

16

33

5

158 Charles Shriver (2.8)

Equity Style Box Val BlndGrth

Bold # ! Cheapest Quintile

Lrg Mid Sm