Introductory BSA AML Examiner School Manual Palm Springs 2019

NUMBER  OF  SUBJECTS

BSA ID

SOURCE IS AMENDMENT TRANSACTION  DATE

TRANSACTION  TO DATE

FILING DATE FILING INSTITUTION  NAME

FILING INSTITUTION  EIN

FILING  INSTITUTION  STATE

SUBJECT NAME

SUBJECT STATE

TRANSACTION  AMOUNT

TOTAL  CASH  IN

TOTAL  CASH  OUT

TYPE  OF  FILING

CALCULATED  SCORE

310000874343XX BSAR NO

6/8/2017

6/16/2017 BANK OF ANYTOWN 3010XXXX

Vermont

1

SMITH/Robert/F

New York, New York,  New York Massachusetts,  Massachusetts, North  Carolina Vermont

500000

60.74

310000843512XX BSAR NO 310000832836XX BSAR NO

3/3/2017 8/25/2017

3/4/2017

4/25/2017 BANK OF ANYTOWN 3010XXXX

Vermont Vermont

1 3

MORSE/Stephen/F

10150 11645

60.74 60.64

8/28/2017 4/6/2018

BANK OF ANYTOWN 3010XXXX

GEAR/Edward/M/III, SMITH/Raymond,  CYR/Donnell

310001021157XX BSAR NO 310001039571XX BSAR NO 310001058476XX BSAR NO 310000908065XX BSAR NO 310000846041XX BSAR NO 310001096565XX BSAR NO 310001039551XX BSAR NO 310001058476XX BSAR NO 310001116583XX BSAR NO 310001021157XX BSAR NO 310001116594XX BSAR NO 310001116594XX BSAR NO 310001116594XX BSAR NO 310000940620XX BSAR NO

2/13/2018 1/24/2018 2/3/2018 7/22/2017 4/20/2017 6/22/2017 3/2/2018 11/7/2017 3/28/2018 2/3/2018 8/22/2017 8/21/2017 7/1/2017 9/9/2017

2/16/2018 3/21/2018 BANK OF ANYTOWN 3010XXXX

Vermont Vermont Vermont Vermont Vermont Vermont Vermont Vermont Vermont Vermont Vermont Vermont Vermont

1 2 1 1 1 3 1 1 1 1 3 1 1 2

Stephen/MORSE/F

Vermont

10400 36000

60.57 60.54 60.54 60.48 60.47 60.45 60.44 60.44 58.28 58.28 58.24

4/3/2018 5/1/2018

4/18/2018 BANK OF ANYTOWN 3010XXXX 5/23/2018 BANK OF ANYTOWN 3010XXXX

GEAR/Richard/L, BEER/Nancy/K

Vermont, Vermont

HUSBAND/Neil SYSTEM/Irina ROGERS/Tracy/L

Vermont

380000

7/26/2017 8/9/2017

BANK OF ANYTOWN 3010XXXX

New Hampshire

19000

4/26/2017 4/27/2017 BANK OF ANYTOWN 3010XXXX

Vermont

9731

7/6/2017

8/1/2017

BANK OF ANYTOWN 3010XXXX

SMITH/Gary/L, SMITH/Denise/B,  ROGERS/Barry WYMAN‐KING/Margaret/W

Vermont, Vermont,  British Columbia

13777

3/9/2018

4/18/2018 BANK OF ANYTOWN 3010XXXX

Vermont Vermont Vermont Vermont

15000

4/28/2018 5/23/2018 BANK OF ANYTOWN 3010XXXX

DIEGO/Janet

158000

4/23/2018 5/6/2018

BANK OF ANYTOWN 3010XXXX

PRINCE/David/O HUSBAND/Neil

9065

2/27/2018 3/21/2018 BANK OF ANYTOWN 3010XXXX

280000

8/24/2017 9/6/2017

BANK OF ANYTOWN 3010XXXX

OSTRITCH/John, BEAGLE/Jack,  CATS/Francisco/G

New Jersey, New York 6633

8/21/2017 9/6/2017

BANK OF ANYTOWN 3010XXXX BANK OF ANYTOWN 3010XXXX

DOGMAN/Gerald/F

Vermont

13000 56000 39928

58.24

9/6/2017

COLT/Sandra/L

Vermont, Vermont

58.2

9/27/2017 10/12/2017 BANK OF ANYTOWN 3010XXXX

Maine

WHYNOT/Brent/A, WHYNOT Auto,  Inc. Maine, Maine

39.59

Tennessee

5950

39.36

310000858501XX BSAR NO

3/11/2017

4/26/2017 5/20/2017 BANK OF ANYTOWN 3010XXXX

Maine

3

ARMADILLO/Natalie, RHINO/Carrie/N,  ARDVARK/Derrick