Introductory BSA AML Examiner School Manual Palm Springs 2019

BSA Examination Review

• The BSA/AML compliance program must provide for the following minimum requirements: – A system of internal controls – Independent testing – Designate an individual or individuals (BSA compliance officer). – Training – The CDD Rule

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BSA Examination Review

• Internal Controls –Written Policies, procedures and processes

–Should be commensurate with size, structure, risks and complexity of the bank.

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