Introductory BSA/AML Examiner School, Atlanta, CA

Program Structures

Consolidated BSA/AML Compliance Program should: – Reflect the organization’s business structure, size and complexity – Effectively address risks, exposures, and applicable legal requirements across the organization – Document the scope and complexity of the organization’s activities

Program Structures

A consolidated approach: – Risk should be assessed across all business lines, legal entities, and jurisdictions of operation – Incorporate the AML laws and requirements of the various jurisdictions in which they operate – Assess the level of compliance within the program