Introductory BSA/AML Examiner School, Atlanta, CA

Risk Assessment

Examiner developed risk assessment may include: • BSA-reporting database information analysis • Review of Prior examination or inspection reports and workpapers.

• Response to request letter items. • Discussions with bank management • Review of Call Report and UBPR data • Review of the bank’s website

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Risk Assessment

Examiner created risk assessment should be discussed with management.

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