RubinBrown Gaming Stats 2010

Summary of Top Ten Disciplinary Action Fines

State

Fine Amount $124,000

# of Incidents Included in Fine

Incident Category

Incidents

1)

Indiana

5

- Reporting to Onsite Gaming Officers - Improper Marketing Campaigns

- Failure to notify gaming enforcement agents of altercation - Ordered gaming software not approved by the state regulatory board - Filed incorrect tax form - Removed EGD from service without notifying the gaming commission - False advertising related to celebrities attending grand opening ceremonies - Seven underage individuals gained access to the casino floor within one month - Violated rules related to the inspection of playing cards - Two underage individuals gained access to the casino floor - Unused playing cards left unsecured - Table fill procedures improperly followed - Three violations of sensitive key rules - Violation of solicitation of tips by personnel in supervisory position - Casino allowed licensee to work with expired badge - Gaming enforcement agents were not notified of employee terminations on a timely basis - Violations of opening table game balances - Violation of access to sensitive keys - Failure to timely report criminal activity to gaming enforcement agents - Underage individuals gained access to casino floor - Tip box was unsecured and defective - EGD reconciliation was not performed for one gaming day - Underage individuals gained access to casino floor - Violation of internal controls concerning rakes not exceeding ten percent of all sums wagered in a pot - Failure to report information to the gaming commission, resulting in an incorrect progressive amount - Violation of dedicated coverage on a progressive jackpot - Violation of sensitive key rules - Violation of allowing only authorized personnel to have access to assets - Untimely reporting to the commission of incidents that the licensee believes to be a violation of the law or control standards - Sold liquor to intoxicated persons

2)

Missouri

$70,000

7

- Security Operations

3)

Indiana

$40,000

4

- Table Game Operations - Security Operations

4)

Indiana

$27,500

5

- Security Operations

5)

Indiana

$26,500

4

- Reporting to Onsite Gaming Officers - Table Game Operations - Security

6)

Indiana

$26,500

3

- Reporting to Onsite Gaming Officers - Table Game Operations - EGD Operations - Security Operations - Table Game Operations

7)

Indiana

$26,500

2

8)

Missouri

$25,000

1

- Reporting to the State Gaming Commission

9)

Indiana

$22,500

3

- Security Operations

10) Missouri

$20,000

2

- Reporting to the State Gaming Commission - Security Operations

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