Microsoft Word - bwb_Current_Folio_Proxy_TMBSF_v5.docx

DELINQUENT SECTION 16(a) REPORTS Section 16(a) of the Exchange Act requires our executive officers, directors and persons who own more than 10% of our common stock to file reports of ownership and changes in ownership with the SEC and with the exchange on which our shares of common stock are traded. We are not aware that any of our directors, executive officers or 10% shareholders failed to comply with the filing requirements of Section 16(a) during the fiscal year ended December 31, 2020, except for director David B. Juran. Mr. Juran is attorney-in-fact for a trustee of a revocable trust dated January 31, 2014, that holds 8,532 shares of common stock of the Company. Mr. Juran is not a trustee of the trust, however, in 2020 Mr. Juran concluded that he may possess voting and investment power with respect to the shares of common stock held under the trust. These shares were acquired by the trust prior to the filing of Mr. Juran’s original Form 3 on March 13, 2018, and were inadvertently omitted from such Form 3 filing, and were also inadvertently omitted from seven Form 4 filings filed by Mr. Juran after his original Form 3 was filed .

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Bridgewater Bancshares, Inc.