Introductory BSA/AML Examiner School, Providence, RI

CTR Examination Procedures 2.  Review correspondence that the  bank has electronically received from  FinCEN’s BSA E‐filing  System(refer to  Appendix T for additional information  on filing through the BSA E‐Filing  System).  Determine whether  management has taken corrective  action,  when necessary.

CTR Examination Procedures 3. Review the currency transaction system.   • Determine whether the bank aggregates all or  some currency transactions within the bank.  • Determine whether the bank aggregates  transactions by taxpayer identification  number (TIN), individual taxpayer  identification number (ITIN), employer  identification number (EIN), or customer  information file (CIF) number.