Introductory BSA/AML Examiner School, Providence, RI

Activity 5 • What issues would need to be evaluated if the following  additional information was provided?  • 10 months ago the acquired bank was rated as needs  improvement on their last regulatory examination. • The BSA/AML Officer informed the acquiring bank that she  will be resigning two weeks after completion of the  merger.  • The part time employee currently shared with another  department has asked to be considered for the BSA/AML  Officer position once the incumbent has departed. Their  last performance evaluation was rated 3 (attains  expectations) on a scale of 1 – 5.