Introductory BSA/AML Examiner School, Providence, RI

BSA/AML Examiner School Providence, Rhode Island May 20 – 24, 2019

Monday, May 20, 2019 8:30 AM

Opening Remarks and Course Discussion Amy Richardson and Jack Powell

Review of Pre-Course Material Jack Powell and Amy Richardson

9:00 AM

Break

9:45 AM 10:00 AM

BSA Regulations and History Amy Richardson and Jack Powell This module will provide the initial history and background of the Bank Secrecy Act regulations as it pertains to financial institutions.

Lunch

11:45 AM 1:00 PM

FFIEC BSA/AML Examination Manual Jack Powell

This section will provide an overview of the FFIEC BSA/AML Examination Manual, which provides guidance to examiners for carrying out BSA/AML and Office of Foreign Assets Control (OFAC) examinations. FinCEN Database and Download Amy Richardson This module will provide an overview of the FinCEN database and its use in BSA/AML examinations.

2:00 PM

Break

2:45 PM 3:00 PM

BSA Examination Planning Jack Powell

This section will provide guidance and utilize a case study to assist in preparing for an examination through effectively scoping and planning a BSA examination.

Wrap-Up Session Amy Richardson and Jack Powell

4:00 PM

Adjourn

4:30 PM

Tuesday, May 21, 2019 8:30 AM

Review of Day 1 Material Jack Powell and Amy Richardson