Introductory BSA/AML Examiner School, Providence, RI

Risk Assessment

• Step I – Identify Specific Risk Categories

- Products/Services

- Customers

- Geographies

Risk Assessment

Product and Service Risk • Funds Transfers (Domestic vs. International) • Pre-paid Access Cards • Internet Banking • E-Banking (RDC, ACH, etc.) • Sales to non-customers

• Private Banking • Pouch Activities