Introductory BSA/AML Examiner School, Providence, RI

Risk Assessment

Examiner developed risk assessment may include: • BSA-reporting database information analysis • Review of Prior examination or inspection reports and workpapers.

• Response to request letter items. • Discussions with bank management • Review of Call Report and UBPR data • Review of the bank’s website

Risk Assessment

Examiner created risk assessment should be discussed with management.