NVUS 2018 Annual Report

PART II Item 5. Market for 5HJLVWUDQW¶V &RPPRQ (TXLW\ 5HODWHG 6WRFNKROGHU 0DWWHUV DQG ,VVXHU 3XUFKDVHV RI (TXLW\ Securities. Market Information Our common stock is traded on the Nasdaq &DSLWDO 0DUNHW XQGHU WKH V\PERO ³1986´ DV RI 0D\ VXEVHTXHQW to our Reverse Merger with Tokai. Prior to May 11, 2017, our common stock was traded on the Nasdaq Capital Market under WKH V\PERO ³7.$,´ VLQFH 6HSWHPEHU As of March 22, 2019, there were approximately 18 stockholders of record of our common stock. Dividends We have never declared or paid, and do not anticipate declaring or paying in the foreseeable future, any cash dividends on our common stock. Future determination as to the declaration and payment of dividends, if any, will be at the discretion of our board of directors and will depend on then existing conditions, including our operating results, financial condition, contractual restrictions, capital requirements, business prospects and other factors that our board of directors may deem relevant. Item 6. Selected Financial Data. Per §229.301 of Regulation S-K, the Company, designated a Smaller Reporting Company as defined in §229.10(f)(1) of Regulation S-K, is not required to provide the disclosure required by this Item.

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