Pike RFP

18. What are some examples of proactive positive actions you have taken with other qualified

defined contribution investment committees?

As noted in previous responses, please also see the CBIZ Case Studies as found in the Exhibits

Section.

Section D – Scope of Services – Fees

Describe your Investment Advisor consulting fees specific to each of the Key projects

identified as a percentage of assets and/or a flat fee, and/or an hourly fee.

Based on our understanding of your needs, CBIZ Retirement Plan Services is proposing a

comprehensive fixed-fee scope of services Pike for a total annual cost of $70,000.

Please note, additional services available upon request.

Also, detail your opinion regarding offsetting fees with 12b1 fees, finder’s fees, or others fees

embedded within the plans investments.

CBIZ RPS does not accept revenue from investment managers (12b-1), custodians, brokerage firms,

trusts, commission recapture firms and so on in the form of dues, finder’s fees, “soft dollars,” or

charge for conferences.

Investment Monitoring

• Analyze and interpret ongoing reports from the Plan’s service providers

• Review manager/fund selection and provide as requested monitoring of all mutual

fund/manager investment options in the Plan

• Assist in due diligence process of all managers and mutual fund/manager investment

options in the Plan

• Review quarterly manager and investment options reporting

• Attend semi-annual Committee meeting and/or plan sponsor meetings (or as often as the

Committee deems necessary)

CBIZ RPS is able to provide retirement plan consulting services to satisfy all of the requirements

found in the above bullet points.

Fiduciary Compliance

• Endeavor to identify for the Committee, all fees and expenses of any kind, both direct and

indirect, being assessed with respect the Plan’s investment options or otherwise charged

to or paid by the Plan

• Assist the Committee in developing prudent decision making and documentation

processes in accordance with required IRS, DOL and ERISA standards for fiduciaries of

qualified plans

• Assist the Committee in developing a prudent, written process for selecting, evaluating,

replacing and adding to the Plan’s current investment options

• Assist the Committee in maintaining compliance with such process