25 / 42
DOOLDQFHEDQN
FRP
7R DGG QHZ SDUWLFLSDQWV HQWHU HDFK
SDUWLFLSDQW¶V GHWDLOV WKHQ FOLFN
$GG
7R XSGDWH DQ H[LVWLQJ SDUWLFLSDQW
VHOHFW WKH SDUWLFLSDQW IURP WKH
GURS GRZQ PHQX HGLW WKH LQIRUPDWLRQ
DV QHFHVVDU\ WKHQ FOLFN
8SGDWH
7R GHOHWH DQ H[LVWLQJ SDUWLFLSDQW
VHOHFW WKH SDUWLFLSDQW IURP WKH
GURS GRZQ PHQX WKHQ FOLFN
'HOHWH
7R YLHZ D OLVW RI H[LVWLQJ SDUWLFLSDQWV
FOLFN
/LVW $OO 3DUWLFLSDQWV
0DLQWDLQ
3DUWLFLSDQW
7KH $&+ SDUWLFLSDQW LV WKH LQGLYLGXDO RU RUJDQL]DWLRQ ZKRVH DFFRXQW PD\
EH GHELWHG RU FUHGLWHG VXFK DV SD\UROO RU GHSRVLW IRU VHUYLFHV UHQGHUHG
(DFK SDUWLFLSDQW HQWU\ FRQWDLQV WKH SDUWLFLSDQW¶V ¿QDQFLDO LQVWLWXWLRQ
LQIRUPDWLRQ WKHLU DFFRXQW DQG ZKHWKHU LW ZLOO EH D GHELW RU FUHGLW $
SDUWLFLSDQW PD\ KDYH VHYHUDO HQWULHV HDFK RQH XVLQJ WKDW SDUWLFLSDQW¶V
XQLTXH ,' EXW LQGLFDWLQJ D GLIIHUHQW DFFRXQW RU WUDQVDFWLRQ W\SH ,I WKH
SDUWLFLSDQW KDV PXOWLSOH DFFRXQWV RU UHTXHVWV PRUH WKDQ RQH WUDQVDFWLRQ
W\SH IRU H[DPSOH D GHELW DQG FUHGLW RQ WKH VDPH DFFRXQW RU GHELWV WR
WZR VHSDUDWH DFFRXQWV D SDUWLFLSDQW HQWU\ PXVW EH FUHDWHG IRU HDFK
DFFRXQW RU WUDQVDFWLRQ
)URP WKH 3D\PHQWV 7UDQVIHUV PHQX VHOHFW 0DLQWDLQ 3DUWLFLSDQW
XQGHU $&+