CSD-RT RFP Recordkeeping_Administration Services Response 3-

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 Review Comdex Analysis Quarterly 3Q16 4Q16
 Review default investment option As Needed - -
 Comprehensive Investment
Assessment covering:
o Diversified asset class coverage
o Unsuitable asset class inclusion
o Asset class overlap
o Number of investment options
Quarterly
 Evaluate the merits of a 3(21)
fiduciary versus a 3(38) Investment
Manager
As Needed - TBD
 Evaluate sector funds / alternative
investment strategies As Needed 2Q12 TBD
 Review Target Date EvaluatorTM Quarterly 3Q16 4Q16
 Review Professionally Managed
Account option As Needed 3Q15 TBD
 Evaluate Self-Directed Brokerage
option As Needed 3Q12 -
 Evaluate Annuity options (in-plan/out
of plan) As Needed 2Q13 -
 Evaluate Since Inception performance
of investment options versus peer
groups
Annual 4Q15 4Q16
The Fee & Expense Documentation Solution TM
Task Frequency Last
Occurrence
Next
Occurrence
 Benchmark total cost of plan versus
industry averages for plans of similar
size
Annual 1Q15 As needed
 Benchmark total cost of plan, services
and products versus alternative
providers
Every 3-5 YRS 1Q15 As needed
 Benchmark expense ratios of
investment options Quarterly 3Q16 4Q16
 Review fund share classes for
potential reductions Semiannually 3Q16 1Q17