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34
Morningstar
Analyst Rating
Morningstar
Rating
Total Return %
10-31-16
Total Return %
Category Rank
12-
Mo
Yld
%
Stand-
ard
Devia-
tion (R²)
Risk
Relative
to
Category
vs.Category
5
Best
A N N U A L I Z E D
1
Best, 100
Worst
YTD 1 Yr
3 Yr
5 Yr
10 Yr YTD 1 Yr 3 Yr 5 Yr 10 Yr
Historical Performance
Historical Risk
Small Value (cont’d)
— 8.7 4.9 3.5 10.8 5.6 — — — — — — 13.63 (65)
—
American Century Small Cap Value Inv ASVIX
—
QQQQ
8.2 4.6 5.6 11.8 7.3 51 48 22 33 11 0.7 14.42 (67)
+Avg
Dean Small Cap Value DASCX
—
QQQQ
12.6 9.3 5.6 12.4 6.1 12 14 21 21 40 0.2 13.28 (63)
Avg
DFA US Small Cap Value I DFSVX
ΠQQQ
8.0 4.5 3.6 12.4 5.5 54 50 56 21 58 1.0 14.54 (65)
+Avg
DFA US Targeted Value I DFFVX
ΠQQQ
8.5 4.3 4.1 12.7 6.1 48 53 48 17 38 1.2 13.85 (71)
Avg
Diamond Hill Small Cap A DHSCX
ΠQQQ
4.0 -1.5 2.7 10.6 5.9 85 91 71 58 44 0.3 9.98 (70)
Low
Fidelity Small Cap Value FCPVX
´ QQQQQ
7.6 4.0 5.8
13.9 8.3
59 57 20 5 2 0.5 11.79 (64)
-Avg
Perkins Small Cap Value T JSCVX
„ QQQQ
12.1
9.6 7.1
10.7 7.9 14 11 10 54 6 0.6 11.27 (72)
Low
Royce Opportunity Invmt RYPNX
11.0 6.3 0.9 11.0 5.7 30 35 85 48 49 0.0 16.1 (60)
+Avg
Royce Small-Cap Value Service RYVFX
—
3.6 -1.7 -1.0 4.3 4.4
87 91 92 98 82 0.5 12.88 (58)
-Avg
Royce Special Equity Invmt RYSEX
ΠQQQQ
13.2
6.9 1.3 8.6 7.1 10 30 83 87 13 1.1 12.6 (60)
-Avg
Third Avenue Small Cap Value Instl TASCX
—
QQQ
11.8 7.0 4.2 10.3 4.6 17 30 47 65 78 0.0 13.16 (68)
Avg
Vanguard Small Cap Value Index Admiral VSIAX
„ QQQQQ
10.0 6.1 7.1 13.7
6.7
36 38 11 6
19
1.9 12.9 (78)
Avg
Allocation
— 3.9 2.1 2.7 5.5 3.4 — — — — — — 6.4 (75)
—
American Funds 2020 Trgt Date Retire A AACTX
„
TE
QQQ
5.5 3.9 4.8 8.3 — 34 29 2 3 — 1.1 6.26 (95)
Avg
American Funds American Balanced A ABALX
„
MA
QQQQ
5.8 5.0 6.7 10.3 6.5 24 10 3 3 7 1.5 7.14 (88)
Avg
American Funds Income Fund of Amer A AMECX
„
AL
QQQQ
7.4 6.0 5.5 9.1 5.6 11 7 10 14 10 3.1 7.65 (92)
Low
AMG Managers Montag & Caldwell Balancd N MOBAX— MA
QQQQ
-0.1
-0.3 4.5 6.7 5.6 98 92 35 69 21 0.6 6.01 (62)
Low
Arbitrage R ARBFX
´
NE
QQQQ
1.8 2.6 1.4 1.1 2.7 45 30 33 49 17 0.0 1.88 (3)
Low
Berwyn Income BERIX
„
CA
QQQQ
7.7 6.0 3.0 6.2 6.8 18 11 53 23 1 2.0 4.0 (79)
Low
Calamos Market Neutral Income A CVSIX
ˇ
NE
QQQQ
3.7 3.2 2.7 3.7 3.1 17 22 16 7 9 1.2 3.32 (1)
Avg
Dodge & Cox Balanced DODBX
Œ
MA
QQQQ
8.9 6.3 6.5 11.8 5.6
5 4 5 1 23 2.2 8.6 (84)
High
Fidelity Balanced FBALX
´
MA
]QQQQQ
4.4 3.3 6.4 9.4 6.0 56 36 6 9 14 1.6 7.83 (91)
+Avg
Fidelity Four-in-One Index FFNOX
Œ
AL
QQQQ
4.3 2.5 5.0 9.7 5.2 53 47 16 8 24 2.0 9.25 (95)
Avg
Fidelity Puritan FPURX
„
MA
QQQQQ
3.4 3.0 6.6 9.7 6.0 77 46 4 7 13 1.7 7.84 (85)
+Avg
Fidelity Strategic Real Return FSRRX
— XY
7.7 4.0 0.0 1.1
2.4
15 31 92 87 85 1.7 5.15 (40)
+Avg
FPA Crescent FPACX
Œ
MA
QQQQ
5.0 3.5 4.3 8.3 6.7 40 32 40 28 5 0.6 7.39 (83)
Avg
Franklin Income A FKINX
´
CA
QQQ
11.3 5.7 2.9 6.8 5.2
2 13 56 13 16 5.4 8.94 (87)
High
Franklin Mutual Shares A TESIX
´
XM
QQQ
8.7 5.9 5.2 10.7 4.3
5 3 11 6 49 1.5 9.94 (90)
-Avg
Gateway A GATEX
„
XR
3.0 3.1 3.5 4.7 2.9 42 33 37 72 1 1.3 4.27 (86)
-Avg
Greenspring GRSPX
— MA
11.0 8.9 0.8 5.5 4.8
4 1 95 92 50 1.7 7.94 (71)
+Avg
Invesco Equity and Income A ACEIX
ˇ
MA
QQQ
7.3 5.2 5.9 10.3 5.8 10 9 11 3 15 2.1 8.33 (84)
High
Janus Balanced T JABAX
ˇ
MA
QQQQ
0.7 -0.2 4.3 8.2 6.7 95 92 41 31 5 1.7 6.9 (87)
Avg
JPMorgan Income Builder A JNBAX
´
CA
QQQ
6.3 4.2 3.3 6.8 — 29 27 44 14 — 4.2 6.12 (90)
+Avg
Leuthold Core Investment Retail LCORX
— TV
QQQQ
0.3
-1.2
3.7 6.4 4.5 78 72 12 6 14 3.9 6.29 (58)
-Avg
Litman Gregory Masters Alt Strats Inv MASNX
´
GY
]QQQQQ
5.1 3.6 2.9 4.6 — 15 10 14 8 — 2.9 3.17 (81)
Low
Mairs & Power Balanced Inv MAPOX
„
MA
QQQQQ
8.0 6.4 5.2 10.1 6.8
7 4 19 5 5 2.3 7.11 (90)
Avg
Manning & Napier Pro-Blend Cnsrv Term S EXDAX
´
CA
QQQ
5.2 3.1 2.4 4.4 4.7 48 60 76 82 30 1.4 4.52 (93)
-Avg
Manning & Napier Pro-Blend Extnd Term S MNBAX
´
MA
QQQ
6.2 3.2 2.6 6.6 4.7 18 40 84 72 52 0.5 7.65 (93)
+Avg
Manning & Napier Pro-Blend Mod Term S EXBAX
´
CA
QQQ
5.4 2.8 2.0 5.3 4.3 45 68 84 53 50 0.7 5.97 (94)
+Avg
Merger Investor MERFX
„
NE
QQQ
1.2 1.0 0.9 2.0 2.4 51 49 42 35 20 0.8 2.94 (0)
-Avg
MFS Total Return A MSFRX
´
MA
QQQ
6.3 4.6 5.8 8.7 5.3 17 13 12 19 32 2.4 6.26 (93)
-Avg
Oakmark Equity & Income I OAKBX
„
MA
QQQQ
4.8 2.5 3.7 7.9 6.3 45 60 61 37 10 1.1 8.18 (87)
+Avg
Pax Balanced Individual Investor PAXWX
— MA
QQQ
4.6 3.8 4.8 7.5 4.2 50 28 27 48 69 1.0 6.98 (91)
Avg
Morningstar 500
Domestic Equity
Russell 2000 Value Index
11.9 9.0 4.4 11.5 4.8
S&P 500 Index
5.9 4.5 8.8 13.5 6.7
BarCap US Agg Bond TR USD
4.8 4.2 3.5 2.8 4.5
Dow Jones Moderate Portfolio Index
6.3 4.5 4.0 6.9 5.2
Categories
AL
Allocation—70% to 85% Equity
CA
Allocation—30% to 50% Equity
GY
Multi-Alternative
LO
Long-Short
MA
Allocation—50% to 70% Equity
MR
Miscellaneous Sector
NE
Market Neutral
RI
Retirement Income
SC
Communications
SF
Financial
SH
Health
SN
Natural Resources
SP
Equity Precious Metals
SR
Real Estate
ST
Technology
TD
Target Date 2011–2015
TE
Target Date 2016–2020
TG
Target Date 2021–2025
TH
Target Date 2026–2030
TI
Target Date 2031–2035
TJ
Target Date 2036–2040
TK
Target Date 2041–2045
TL
Target Date 2050+
TV
Tactical Allocation
XM
Allocation—85%+ Equity
XY
Allocation—15% to 30% Equity
XR
Option Writing
Legend
E
New this month
][
Increase/decrease in rating
NR
No Morningstar Rating; fund
less than three years old.
Red
Lowest return in group
Green
Highest return in group
Italic
Extended performance