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40

S

p eech

P

athology

A

ustralia

MULTICULTURALISM AND DYSPHAGIA

Progression of aspiration to pneumonia

Logically, it would seem that dysphagic patients who are very

sick are at higher risk of mortality than patients with swallow­

ing impairment who are otherwise well; however, this

distinction is not clearly described in the literature (DeLegge,

2002). Despite an association between aspiration and the

development of pneumonia, it is not an inevitable sequence

(Cook & Kahrilas, 1999) even if subjects demonstrate aspiration

on modified barium swallow (Addington, Stephens, & Gil­

liland, 1999; Teasell, McRae, Heitzner, Bhardwaj, & Finestone,

1999). It has been estimated that only 25% to 50% of all

aspirations progress to pneumonia (Cassiere, 1998). Most

mortality rates reported for aspiration pneumonia are in very

ill, hospitalised patients (DeLegge, 2002).

In a study of 304 acute stroke patients, 29 (9.5%) developed

aspiration pneumonia in the first year post stroke. Neither

penetration nor aspiration on videofluoroscopy correlated

with development of pneumonia (Johnson, McKenzie, &

Sievers, 1993). In a study using videofluoroscopy to examine

55 male patients within the 5 days post stroke, Daniels,

Brailey, Priestly, Herrington, Weisberg and Foundas (1998).

found aspiration occurred in 21 patients (38%) with 14 of

these aspirating silently. Notably only one patient developed

aspiration pneumonia during hospitalisation.

Low, Wyles, Wilkinson and Sainsbury (2001) found subjects

with documented aspiration who did not comply with

dysphagia recommendations were more likely to be admitted

to hospital with chest infections. However, they were not

statistically more likely to develop a chest infection or require

a course of antibiotics than those who always complied with

recommendations. The non-compliant subjects tended to be

younger, living at home and therefore presumably in better

general health (Low et al. 2001).

To date, there has been one randomised control trial in­

vestigating the effect of access to free water by stroke patients

who were documented aspirators. The control group received

thickened fluids only, while the intervention group had all

liquids thickened, but were allowed free access to water in

addition to the thickened liquids. No patient in either group

developed pneumonia, dehydration or complications during

the study, or in a 30-day follow-up period (Garon, Eagle, &

Ormiston, 1997). However, participant numbers were small,

with only 10 subjects in each group, and the patients were at

least 3 weeks post stroke when enrolled in the study, so they

may have experienced some spontaneous recovery of swallow

function.

Aspiration pneumonia in paediatric

populations

An investigation into development of pneumonia in a paediatric

population with known dysphagia found that the impact of

aspiration on development of pneumonia is correlated with

the presence of other factors, such as gastroesophageal reflux,

asthma and Downs syndrome (Weir, McMahon, Barry, Ware,

Masters & Chang, 2007). However, a Cochrane database

investigation found there is currently insufficient evidence to

support or contradict use of free water in paediatric populations

(Weir, McMahon, & Chang, 2005).

Impact of aspiration of thickened liquids

A randomised control trial noted that patients who aspirated

very thick liquids were the most likely to go on to develop

pneumonia (DePippo, Holas, Reding, Mandel & Lesser, 1994).

A recent trial has also noted that participants who aspirated

honey thick fluids were at greater risk of developing

respiratory complications than those on thin fluids and on

nectar thick fluids (Robbins et al., 2008).

percutaneous endoscopic gastrostomy (PEG) tubes and 17.5%

of patients fed orally (Leibovitz, Plotnikov, Habot, Rosenberg,

& Segal, 2003).

A study of factors that predicted development of pneumonia

in a sample of 102,842 American nursing home residents

found 18 significant predictors. These included suctioning,

COPD, congestive heart failure (CHF), presence of a feeding

tube, bedfast, reduced alertness, weight loss, dysphagia,

number of medications/day, urinary tract infection (UTI) and

dependence for activities of daily living (ADLs). Compared to

an earlier study (Langmore et al. 1998), dependent for feeding,

presence of a feeding tube and number of medications were

significant predictor variables in both studies (Langmore,

Skarupski, Park, & Fries, 2002).

Dentures.

A study of 233 elderly in a long-term hospital ward

found 72% of patients who wore dentures had denture

stomatitis, while many of those with natural teeth were

affected by caries. They concluded high oral yeast counts and

prevalence of oral candidiasis were associated with poor oral

hygiene and neglect of denture care (Budtz-Jorgensen, Mojon,

Banon-Clement & Baehni, 1996).

Preston, Gosney, Noon, and Martin (1999) found a correlation

between presence of oral gram-negative bacteria and use of

dentures. Forty-three percent (n = 12) of subjects had intra-

oral gram-negative bacteria, and 43% had Candida albicans.

They found that 61% of subjects who wore dentures had

debris covering part of their denture (Preston et al., 1999).

Sumi, Sunakawa, Michiwaki, and Sakagami (2002) evaluated

the dentures of 50 dependant elderly patients who required

full assistance for denture care. They isolated aerobic bacteria

from all 50 patients, with potential respiratory pathogens

colonising dental plaque in 23 of 50 cases (Sumi, 2002).

Saliva and xerostomia.

Saliva plays an important role in homeo­

stasis (“state of balance”) of the oral cavity. It contains many

components including immunoglobulins, lactoferrin, lacto­

peroxidase, lysozyme and proteins. Saliva provides a fluid

environment for lubrication of the oral cavity to aid in speech,

swallowing and cleansing of the oral tissues. Salivary proteins

possess antibacterial properties and inhibit microbial

adherence (immunoglobulins) (Diaz-Arnold & Marek, 2002).

Saliva seems to undergo chemical changes with ageing, with

the amount of ptyalin decreasing and mucin increasing,

causing saliva to become thick and viscous (Astor, Hanft, &

Ciocon, 1999). It has been reported that saliva production

does not decrease with normal ageing (Vissink, Spijkervet, &

Van Nieuw Amerongen, 1996), rather xerostomia (a lack of

saliva in the mouth) is a side effect of many of the medications

taken by the elderly; more than 400 medications are associated

with oral dryness (Diaz-Arnold & Marke, 2002). Multiple

medications are commonly prescribed to many older patients,

with resulting xerostomia a common problem (Sreebny &

Valdini, 1987).

Other causes of xerostomia include mouth breathing,

radiation therapy, dehydration and autoimmune diseases

(e.g., Sjogren’s syndrome), and systemic illness (e.g., diabetes,

nephritis and thyroid dysfunction) (Astor et al., 1999).

Xerostomia can lead to dysgeusia, glossodynia, sialadenitis,

cracking and fissuring of the oral mucosa and halitosis, difficulties

with denture retention and problems with mastication and

swallowing (Astor et al., 1999). The presence of saliva appears

to be a defence against colonisation with bacteria (Smaldone,

2001). There was a greater than two-fold increase in adherence

of Klebsiella pneumoniae to buccal cells of patients with

xerostomia compared with normal subjects and colonisation

by gram-negative bacteria in patients receiving head and neck

radiation treatments increasing from 8% prior to treatment to

36% during treatment (Gibson & Barrett, 1992).