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40

NOVEMBER 2016

LEGAL

ETHICS

BY JOHN LEVIN

More on the Future of Our Profession

T

his year, after a two-year study, the

ABA’s Commission on the Future

of Legal Services published its

Report on the Future of Legal Services in the

United States

. The report summarizes the

Commission’s findings and recommenda-

tions on how legal services are and will be

“delivered and accessed.” It also contains

references to the voluminous work done

by the Commission in its study.

For those who have kept abreast of

the changes occurring in the legal profes-

sion–including readers of this column or

the 2015 publication of the ABA’s

The

Relevant Lawyer-Reimagining the Future

of the Legal Profession

, reviewed in the

February/March 2016 edition of the

CBA

Record

the findings and recommenda-

tions contain little new. For everyone else,

the Report is a wake-up call to where our

profession is headed.

The thre e ma j or f i nd i ng s a re :

A. “Despite sustained efforts to expand the

public’s access to legal services, significant

unmet needs persist.” B. “Advancements in

technology and other innovations continue

to change how legal services can be accessed

and delivered.” and C. “Public trust and

confidence in obtaining justice and in

accessing legal services is compromised by

bias, discrimination, complexity, and lack

of resources.” The findings emphasize that

while many lawyers are underemployed,

there are a “vast number of unrepresented

parties” whose numbers adversely affect

John Levin is the retired Assis-

tant General Counsel of GATX

Corporation and a member of

the

CBARecord

Editorial Board.

John Levin’s Ethics columns,

which are published in each

CBA Record,

are now in-

dexed and available online.

For more, go to

http://johnlevin.info/

legalethics/.

the workings of the court system or who

go without necessary legal advice.

While the findings are fairly precise

in describing our existing problems, the

Commission’s recommendations, while

laudable, are overly general. For example,

recommendation 1 states, “The legal pro-

fession should support the goal of provid-

ing some form of effective assistance for

essential civil legal needs to all persons

otherwise unable to afford a lawyer.”While

it is hard to disagree with this concept, the

recommendation does not give much guid-

ance on how to meet the goal. Should the

profession support on-line legal services or

the creation of a class of non-lawyer legal

professionals who can provide affordable

services to the general public? The report

finesses these issues.

However, guidance can be found else-

where. In a resolution adopted on February

8, 2016, the ABA adopted Model Regula-

tory Objectives for the Provision of Legal

Services. They are broad. For example,

“[t]ransparency regarding the nature and

scope of legal services to be provided, the

credentials of those who provide them,

and the availability of regulatory protec-

tions[,]” and “[p]rotection of privileged

and confidential information.”

However, attached to the Resolution

is a report setting out the purpose of the

objectives. This report states that the Model

Objectives:

will be useful to guide the regula-

tion of an increasingly wide array of

already existing and possible future

legal services providers. The legal

landscape is changing at an unprec-

edented rate…. Given that these

services are already being offered to

the public, the Model Regulatory

Objectives for the Provision of Legal

Services will serve as a useful tool for

state supreme courts as they consider

how to respond to these changes.

The Commission’s Findings and Rec-

ommendations, the ABA’s adoption of

Model Regulatory Objectives, the number

of products and services already being

offered to the public–these all indicate that

market forces are creating providers of legal

services who are not licensed attorneys. We

all need to recognize this fact and work to

ensure that the services provided are of

suitable scope and quality.

ETHICS QUESTIONS?

The CBA’s Professional Responsibility Commit-

tee can help. Submit hypothetical questions to

Loretta Wells, CBA Government Affairs Direc-

tor, by fax 312/554-2054 or e-mail lwells@

chicagobar.org

.