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Morningstar FundInvestor

22 W. Washington Street

Chicago, Illinois 60602

ADDRESS SERVICE REQUESTED

Periodicals Postage

P a i d

Chicago, Illinois and

additional offices

Morningstar FundInvestor

Volume

24

, Number

4

Director of Manager Research and Editor

Russel Kinnel

Contributing Analysts

Leo Acheson, Elizabeth Foos,

Robert Goldsborough

Copy Editors

Tori Brovet, Edward Cavanaugh,

Thad Doria, Jennifer Ferone Gierat

Designer

Claudia Olariu

Quality Assurance

Vijay Appalla

Publisher

Peggy Seemann

Director of Manager Research

Active Strategies—North America

Jon Hale

Vice President of Research

John Rekenthaler

Director of Personal Finance

Christine Benz

Head of Global Research

Haywood Kelly, CFA

© 2015

Morningstar, Inc. All rights re-

served. Reproduction by any means

is prohibited. While data contained in

this report are gathered from reliable

sources, accuracy and completeness

cannot be guaranteed.The publisher

does not give investment advice or act

as an investment advisor. All data,

information, and opinions are subject

to change without notice.

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Morningstar FundInvestor

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1. Publication Title: Morningstar FundInvestor

2. Publication No.: 0009-631

3. Filing Date: 10/1/15

4. Issue Frequency: Monthly

5. No. of Issue Published Annually: 12

6. Annual Subscription Price: $135.00

7. Complete Mailing Address of Known Office Publication:

22 W. Washington St., Chicago IL 60602

8. Complete Mailing Address of Headquarters or General Business Office of

Publisher: Morningstar Inc., 22 W. Washington St., Chicago IL 60602

9. Full Names and Complete Mailing Addresses of

Publisher, Editor and Managing Editor:

Publisher: Peggy Seemann, 22 W. Washington St., Chicago IL 60602;

Editor: Russ Kinnel, 22 W. Washington St., Chicago IL 60602

10. Owner (Full Name and Complete Mailing Address):

Morningstar Inc., 22 W. Washington St., Chicago IL 60602;

Joe Mansueto, 22 W. Washington St., Chicago IL 60602

11. Known Bondholders, Mortgagees, and Other Security Holders: None

12. N/A

13. Publication Name: Morningstar FundInvestor

14. Issue Date for Circulation Data Below: September 2015.

Average during

Last

preceding 12 mos.

Issue

15.a.Total No. Copies (Net Press Run)

23,200

23,465

15.b. Paid and/or Requested Circulation

15.b.(1) Paid/Requested Outside-County

21,000

20,546

15.b.(2) Paid In-Count Subscriptions

N/A

N/A

15.b.(3) Sales through Dealers

N/A

N/A

15.b.(4) Other Classed Mailed Through the USPS

1,200

1,207

15.c. Total Paid and/or Requested Circulation

22,000

21,753

15.d. Free Distribution by Mail

15.d.(1) Outside-County as Stated on Form 3541

20

19

15.d.(2) In-County as Stated on Form 3541

N/A

N/A

15.d.(3) Other Classed Mailed Through the USPS

N/A

N/A

15.d.(4) Distribution Outside the Mail

N/A

N/A

15.e. Total Free Distribution

20

19

15.f. Total Distribution

22,220

21,772

15.g. Copies Not Distributed

980

1,693

15.h. Total

23,200

23,465

15.i. Percent Paid and/or Requested Circulation

99.9

99.9

16.a. Paid Electronic Copies

3,800

3,599

16.b. Total Paid Print + Paid Electronic Copies

26,000

25,352

16.c. Total Print Distribution + Paid Electronic Copies

26,020

25,371

16.d. Percentage Paid (Both Print & Electronic Copies)

99.9

99.9

17. This Statement of Ownership will be printed in the

December 2015 issue of this publication.

18. Signature and Title:

Doug Streitmatter, Circulation Manager

Statement of Ownership, Management, and Circulation