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ADMINISTRATIVE, MANAGEMENT AND SUPERVISORY BODIES AND SENIOR MANAGEMENT
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14.4 Transactions on the company’s share capital by executive officers
14.3.
LEGAL INFORMATION, CONFLICTS OF INTEREST
AND SERVICE CONTRACTS
The rules of procedure of the Board of Directors calls for a procedure for preventing
conflicts of interest applicable to all directors. Conflict of interest situations are
examined and prevented on a case-by-case basis (refer to paragraph 3.2.5 of
Appendix 1 of this Reference Document).
As of the date of this Reference Document and to the best of AREVA’s knowledge:
p
nomember of the Board of Directors or senior management has been convicted
of fraud over the past five years. None of these members participated in any
bankruptcy, receivership or liquidation proceeding in an executive capacity
during the past five years, and none was indicted and/or officially sanctioned
by a statutory or regulatory authority, including officially appointed professional
organizations. Over the past five years, no court has barred any of thesemembers
frombecoming amember of an administrative, executive or supervisory body of a
securities issuer, or fromparticipating in themanagement or business operations
of an issuer;
p
nomember of the Board of Directors or senior management has been selected as
a corporate officer or board member of a major shareholder, customer, supplier
or other pursuant to an arrangement or an agreement;
p
no service agreement providing for the granting of any benefit exists between
AREVA or any of its subsidiaries and any member of the Board of Directors or
senior management.
14.4.
TRANSACTIONS ON THE COMPANY’S SHARE CAPITAL
BY EXECUTIVE OFFICERS
Executive officers and similar persons
(1)
of companies whose shares are admitted
for trading on a regulated market must declare transactions carried out on the
company’s shares to the AMF and to the company
(2)
within three days of completion
of the trade when the total amount of the transactions carried out over the calendar
year exceeds 20,000 euros
(3)
. In addition, the Board of Directors of AREVA must
report the above-mentioned transactions declared in the last financial year to the
Shareholders in its annual report.
The number of shares held by Mr. Philippe Knoche has not changed; he still holds
100 shares.
No transaction on AREVA shares was declared to the AMF or to the company during
the 2016 financial year by members of the Board of Directors or of the company’s
Executive Committee
(4)
.
(1) In AREVA, persons “similar to officers” are members of the company’s Executive Committee.
(2) Article L. 621-18-2 of the French Monetary and Financial Code.
(3) Since July 3, 2016, any transaction on company shares by executive officers and similar persons in an amount of more than 20,000 euros (5,000 euros previously) must be reported
to the AMF within three days (versus five days) of the date of the transaction or the placement of an order.
(4) It being noted that, due to a computer error, transactions carried out by Mr. Philippe Knoche in financial year 2014 and reported to the AMF in 2014 in accordance with the provisions
of article L. 621-18-2 of the Monetary and Financial Code were not officially registered until 2016: the sale of 1,000 shares on August 11, 2014, and the acquisition of 100 shares
on December 18, 2014.
2016 AREVA
REFERENCE DOCUMENT
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