the surgeons included death and tongue/uvular swelling.
17
The reason for which specific risks and benefits were men-
tioned during consultation is unclear; however, it likely
depends on the experience (eg, recent occurrence of a rare
complication) and training of the surgeon. As well, some of
the benefits of surgery could have been considered to be
intuitive by the provider (eg, ear tubes will improve ear
infections). Although the inconsistencies among surgeons
can be concerning, each interaction between the surgeon
and parent is unique. Thus, it is incumbent on the surgeon
to provide appropriate amount of information for that spe-
cific interaction. For instance, if the surgeon gets an impres-
sion that a parent is anxious and does not want to hear the
details about surgery, then perhaps only the essential infor-
mation should be shared. However, if a parent is asking
many questions and is being inquisitive, the surgeon may
provide more details.
Surgeons must make decisions about what risks and ben-
efits to discuss with their patients. However, mentioning all
possible risks of surgical procedures is not practical or
likely beneficial.
18
This concept of the ethics of ‘‘everyday
clinical’’ practice—which changes with each clinical
encounter and relationship with patients—is known as
microethics
.
19
Microethics is an important concept not tradi-
tionally discussed or taught in medical schools, as most
ethical training involves extreme or unusual cases (eg,
Jehovah’s witness patient refusing blood transfusion).
However, microethics deals with the constant small ethical
decisions that occur every day in the clinical setting, such
as questioning which risks and benefits should be discussed
with the patient/family members.
19
Further studies in this
area are needed to help clinicians fully recognize that
microethical decisions are important and relevant to every-
day practice.
A number of risks and benefits recalled by parents were
not actually mentioned by the providers during the visit. In
these cases, it may be that parents obtained supplementary
information about the treatment options from sources out-
side the surgeon. In particular, they may seek advice or
information from family members, other parents, their pri-
mary care providers, or the Internet.
6,20,21
All together, the
implication is that parents are actively seeking more infor-
mation beyond what was provided during consultation.
Therefore, health care providers should consider developing
educational tools with accurate information that can be pro-
vided for parents to review at home. As well, surgeons
should emphasize the important and relatively common
risks (eg, bleeding posttonsillectomy) so that parents are
better able to retain information and handle the potential
complications.
Several demographic and contextual factors were
assessed in this study, and none of them (except the deci-
sion on whether to proceed with surgery or not) were signif-
icantly related to the proportion of recalled risks and
benefits. This is in contrast to previous studies showing that
education levels influenced surgical risk recall. Specifically,
research has suggested that patients with higher levels of
education are more likely to recall 50% of the risks,
22
while patients with lower levels of education tend to recall
\
50%.
12,23
However, other studies have found a negative
correlation with education levels, where parents of pediatric
patients with postsecondary education had poorer recall of
surgical risks for their children’s surgery.
11
Similar to edu-
cation, a prior surgical history for any child in the family
did not influence recall rate. It seems that regardless of edu-
cation level and previous experience, some parents will
have less-than-ideal recall and may therefore benefit from
further support during the informed consent process.
This study provides preliminary information about paren-
tal recall of information shared during pediatric otolaryngol-
ogy consultations. Surgeons should be aware that many
parents have poor recall and that they tend to remember
only a few specific risks and benefits. Moreover, parents
were likely seeking additional information from other
sources. Hence, surgeons should emphasize the important
and common risks involved in a surgical procedure, as well
as find ways to increase information retention (eg, via deci-
sion aids
24
).
Limitations of this study should be noted. The timeline
of the follow-up phone call may have influenced parental
recall. In this study, the follow-up occurred 2 weeks after
the consultation, and recall may have been different if the
time frame was different. Second, we did not assess for dif-
ferences in recall based on different ethnicity, since the
study sample was homogenous (ie, mostly Caucasian).
Therefore, cultural diversity and its influence on recall of
risks and benefits are unknown in the current population.
Furthermore, it is possible that the results reported in this
study may not be generalizable to other centers that have
demographically different populations. Third, parents were
aware that a phone call would be made by the research
assistant after the consultation visit, which may have led to
recall bias. However, parents were not aware that specific
risks and benefits would be elicited, and thus it is unlikely
that a Hawthorne effect would have occurred. Fourth, the
surgeons did not have a standardized discussion on risks
and benefits. That is, the providers mentioned different risks
and benefits even though they worked at the same center;
nonetheless, this is another novel finding that requires fur-
ther studies to determine why only certain risks and benefits
were mentioned by the providers. Although data were avail-
able on which specific risks and benefits were mentioned by
the participating surgeons, we could not independently ana-
lyze these data since there was too much variability across
and even within individual surgeons. Even though all sur-
geons mentioned the common risks of surgery (eg, postton-
sillectomy bleed), many instances were observed where
other information was mentioned in a tremendously varied
manner (eg, premature tube extrusion, improved quality of
life). Therefore, we could not analyze these data at the level
of which specific risks and benefits were mentioned by the
providers. Finally, a relatively small number of surgeons
were included in this study, thus representing a restricted
range of potential provider influences. A larger number of
Pianosi et al
86




