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Annals of Otology, Rhinology & Laryngology

2015, Vol. 124(2) 137–142

© The Author(s) 2014

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DOI: 10.1177/0003489414548915

aor.sagepub.com

Article

Introduction

Etiology/Pathophysiology

Idiopathic subglottic stenosis (iSGS) is a nonspecific fibro-

inflammatory process that results in progressive narrowing

of the airway at the level of the cricoid and proximal tra-

chea. Investigators have proposed a multitude of theories as

to the etiology of the process since its first description in

1972.

1

The disorder occurs almost exclusively in women,

typically presenting in the fourth or fifth decade.

2

This

female preponderance led to the hypothesis that estrogen

might play a role in the pathogenesis of iSGS, although the

evidence for this has not borne out.

3,4

Current theories regarding the etiology of iSGS have

focused on non-gender-specific causes. Subglottic injury

from laryngopharyngeal reflux (LPR) has been implicated

as a possible cause.

5

Autoimmune disease, specifically a

limited form of seronegative polyangiitis with granuloma-

tosis (GPA), has also been proposed as a mechanism for

iSGS.

6

Other theories on the etiology of the disorder include

repetitive microtrauma from cough

7

and hereditary factors.

8

Ultimately a disease of the subglottic lamina propria, no

single etiologic factor has been identified.

Endoscopic Management of iSGS

Although segmental resection of the diseased portion of

the airway is considered the gold standard for obtaining

long-term improvement in the airway in iSGS, it is a

potentially morbid procedure.

9

Endoscopic surgery pro-

vides an attractive alternative that is less invasive, albeit

less definitive. As surgeon experience has grown, several

variations in technique have been explored. Dedo and

548915

AOR

XXX10.1177/0003489414548915Annals ofOtology,Rhinology&Laryngology

Kraft et al

research-article

2014

1

Department of Otolaryngology, University of Kansas, Kansas City,

Kansas, USA

2

Department of Otolaryngology, Oregon Health and Science University,

Portland, Oregon, USA

Corresponding Author:

Shannon M. Kraft, MD, Department of Otolaryngology–Head and Neck

Surgery, University of Kansas Medical Center, 3901 Rainbow Boulevard,

MS 3010, Kansas City, KS 66160, USA.

Email:

skraft3@kumc.edu

Using Pulmonary Function Data to Assess

Outcomes in the Endoscopic Management

of Subglottic Stenosis

Shannon M. Kraft, MD

1

, Kevin Sykes, PhD, MPH

1

, Andrew Palmer, CCC-SLP

2

,

and Joshua Schindler, MD

2

Abstract

Objective:

This study aimed to examine the authors’ experience with endoscopic management of idiopathic subglottic

stenosis (iSGS), and to identify pulmonary function test (PFT) values that can be used to quantify outcomes.

Methods:

Retrospective review.

Results:

Twenty-five patients with a new diagnosis of iSGS were seen between 2006 and 2012. Median age at surgery was

45.3 years (interquartile range [IQR], 38.5-67.0), and median body mass index was 28.7 kg/m

2

(IQR, 23.5-32.1). Forty-five

procedures were performed. Median preoperative stenosis was 56.8% (Cotton-Myer grade 2). The typical stenosis began

15 mm below the true vocal folds and was 12 mm long. Median follow-up was 21.4 months (IQR, 5.1-43.1). For patients

receiving multiple dilations, median time between procedures was 23.7 months. Four PFT parameters demonstrated

significant improvement after intervention: (1) PEF (absolute change = 2.54 L/s), (2) PIF (absolute change = 1.57 L/s), (3)

FEV1/PEF (absolute change = 0.44), and (4) FIF50% (absolute change = 1.71 L/s). PIF was the only parameter affected by

using a larger balloon (

P

= .047).

Conclusion:

PEF, PIF, FEV1/PEF, and FIF50% improved significantly after endoscopic incision and dilation of iSGS, and this

could potentially be used as a metric by which to evaluate outcomes in the endoscopic management of subglottic stenosis.

Keywords

endoscopic, idiopathic subglottic stenosis, pulmonary function test

Reprinted by permission of Ann Otol Rhinol Laryngol. 2015; 124(2):137-142.

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