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Annals of Otology, Rhinology & Laryngology 124(2)
Catten
3
described a microflap technique in which a CO
2
laser was used to make a mucosal flap followed by resec-
tion or ablation of the aberrant soft tissue between the flap
and the cricoid. Shapshay et al
10
reported on the use of
radial incisions with a CO
2
laser, followed by dilation with
a rigid bronchoscope. Some surgeons favor a cold tech-
nique over the laser for making radial incisions.
11
Balloon
dilation was introduced in the management of subglottic
stenosis as a theoretically less traumatic alternative to
passing rigid dilators.
12
In addition to the different surgical techniques, there
have been several investigations evaluating wound-healing
modulators as adjunctive therapies. Most notable, inhaled,
systemic, and locally injected steroids have been used
extensively in an attempt to slow restenosis after dilation.
13
Mitomycin C, an alkylating agent, has been proven to pre-
vent fibroblast proliferation
14
and has been used with vary-
ing degrees of success in endoscopic airway surgery.
15
Halofuginone, an inhibitor of collagen 1-α synthesis,
16
and
5-fluorouracil, an antimetabolite that inhibits fibroblast
activity,
17
are also being investigated in animal models as
potential adjunctive therapies.
Given the variety of options in the endoscopic manage-
ment of iSGS, it has become obvious that an objective
means by which to quantify operative outcomes and to
compare the efficacy of different techniques or adjunctive
therapies is sorely needed.
Assessing Outcomes in the Endoscopic
Management of Subglottic Stenosis
In the late 1960s and early 1970s, there was a great deal
of interest in using pulmonary function tests (PFTs) to
aid in the diagnosis of upper airway obstruction (UAO).
Initial investigations focused on identifying values that
could differentiate UAO from lower airway disease.
18,19
It was ultimately Hyatt’s
20
description of the flow-vol-
ume loop and the different patterns of obstruction (vari-
able intrathoracic, variable extrathoracic, and fixed) that
provided clinicians with a powerful tool for diagnosing
and classifying UAO. There has been a renewed interest
in the past 2 decades in using PFT data not only as a
diagnostic tool but also as a means of quantifying the
results of interventions in UAO.
21,22
This retrospective study is designed to review our
experience with using pulmonary function data in the
management of patients with iSGS. Specifically, we aim
to (1) describe our experience with iSGS, (2) identify
which PFT parameters change following endoscopic
intervention, (3) quantify the degree of improvement in
airflow postoperatively using PFT data, and (4) determine
if PFTs change in a predictable manner postoperatively as
restenosis invariably occurs.
Methods
Inclusion/Exclusion Criteria
This study was approved by the institutional review board at
Oregon Health and Science University. A retrospective chart
review was performed, examining a single surgeon’s experi-
ence with iSGS. Records for all newly diagnosed adult
patients with iSGS referred to the senior author between
January 1, 2006, and December 31, 2012, were reviewed. At
least 1 standard endoscopic intervention (described below)
and 1 pulmonary function test was required for inclusion in
the study. Patients with a history of previous airway surgery,
airway trauma, tracheotomy, positive serology (c-ANCA or
ACE level), or intubation within the previous 12 months
were excluded from the analysis.
Management of Stenosis
All patients included in the study were managed endoscop-
ically in a standardized fashion. After confirming that the
patient could be mask ventilated, anesthesia was induced
and maintained using a total intravenous technique. A plas-
tic tooth guard was used to protect the maxillary dentition.
The airway was exposed using an Osshoff-Pilling laryngo-
scope, and the patient was suspended from the Mustard
table. Ventilation was conducted via jet technique. Standard
laser precautions were used throughout the procedure, to
include placing moist gauze pads over the eyes and wet
towels over any exposed skin.
A 4-mm rod lens telescope was used to evaluate and mea-
sure the stenosis. If the initial values were obtained by the
resident or fellow, the senior author (J.S.) repeated and con-
firmed the measurements. The stenosis was described by its
distance below the true vocal folds and by its total length.
Once measurements were complete, 2-mm cup forceps were
used to take a biopsy. The stenosis subsequently was infil-
trated with 1 mL of triamcinolone suspension (40 mg/mL). A
CO
2
laser was then used to make 3 to 5 radial incisions in the
stenosis. Dilation of the stenosis was performed using a con-
stant radial expansion (CRE) balloon. After confirming hemo-
stasis and obtaining postoperative photo documentation, a
small, cuffed endotracheal tube (5.0) was placed through the
laryngoscope. The patient was taken out of suspension and
the laryngoscope removed. The patient was then remanded to
the care of the anesthesia team for recovery. Patients were dis-
charged home from the postanesthesia care unit that same day
with a fluticasone inhaler (220 mcg) and instructed to use 2
puffs twice daily until the inhaler was empty.
Data Collection and Statistical Analysis
After obtaining approval from the institutional review
board, the senior surgeon’s operative record was reviewed
174