297 / 537
If a Form 5307 (Formal Termination) Request for Determination Letter will be filed, work with
service provider, legal counsel, Third Party Administrator, if applicable, and client to ensure
filing completed
Assist with completion of Notice to Interested Parties (required if conducting a formal plan
termination)
Assist with notification to participants that the plan is being terminated as well as any
restrictions to their account
Confirm any unallocated assets are allocated/depleted prior to the termination
Identify outstanding loans and the appropriate process ensuring affected participants are
aware of their options
Assist with coordination of any required Board Resolutions
Follow up on final filings & testing for the plan being terminated
Note: Additional services available upon request. Additional fees quoted at time of request.
Supervised Persons of CBIZ RPS, an SEC-registered investment adviser, will provide all fiduciary
services on this Scope of Services. CBIZ RPS may work with one or more of its affiliates to provide
non-fiduciary services on this Scope of Services.
13