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Did the consultant…
Present a well defined process and solution for each
of the following primary risk areas:
• Retirement Plan Committee
4
• Investments
4
• Participants
4
• Mergers & Acquisitions / Conversions
4
Have a team of highly credentialed experts with experience
and training in the following areas:
• Fiduciary Governance (AIF®)
4
• Audit (CPA)
4
• Investments (CFA)
4
• Compliance (QKA, QPA, CEBS)
4
Investments and advisory services offered through CBIZ Financial Solutions, Inc., member FINRA,
SIPC and SEC Registered Investment Adviser, dba CBIZ Retirement Plan Advisory Services.
CBIZ Financial Solutions, Inc. is a subsidiary of CBIZ, Inc. (NYSE Listed: CBZ)
6050 Oak Tree Blvd. S., Suite 500 • Cleveland, OH 44131
CBIZ
Retirement
Plan Services
CBIZ
Advisor II
Advisor III
Retirement Plan Committee Checklist
Use the following to identify the comprehensiveness
of the solutions proposed by each consultant.
Fiduciary Governance
Willing to recognize 3(21) fiduciary status in writing?
4
Willing to recognize 3(38) fiduciary status in writing?
4
Have a well-defined process to protect
the Board of Directors from fiduciary liability?
4
Offer fiduciary training to the retirement plan
committee members?
4
Offer a solution that included an evaluation of
your fiduciary liability policy?
4
Offer a specific solution for public companies?
4
Offer third party verification that their processes in
fact manage your fiduciary liability?
4
CEFEX certification
• Investment Advisor
4
• Fiduciary Advisor
4
Legal opinion letter(s)
4
Offer a quarterly participant newsletter?
4
Offer a toll free 1-800 number that participants can
call at any time for investment advice?
4
Learn more at
retirement.cbiz.comor call (866) 560-2431.
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